Individual Conduct Rules

The Financial Conduct Authority's Individual Conduct Rules set out the minimum standards of behaviour expected of anyone working in financial services.

Understanding these rules isn't just good practice; it's a fundamental part of working within a regulated industry.

This course gives you a clear, practical understanding of the Conduct Rules: what they are, who they apply to, and how they show up in everyday working situations.

You'll also learn what counts as a breach, the consequences for both individuals and firms, and how to raise or report a concern if you have one.