Senior Manager Conduct Rules

As a senior manager, you're held to a higher standard of accountability than other employees, and the FCA's Senior Managers and Certification Regime (SM&CR) sets out exactly what that means.

Alongside the Individual Conduct Rules that apply to all staff, senior managers must also follow four additional Conduct Rules designed to reinforce accountability at the top of the organisation.

This course gives you a clear, practical understanding of these rules. You'll recap the Individual Conduct Rules before exploring each of the four Senior Manager Conduct Rules in turn, looking at what they mean in practice, how they apply to your day-to-day responsibilities, and the risks of failing to comply with them.